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Investment Adviser Association
Representing Fiduciary Investment Advisers - Your Voice, Your Resource, Your Community
About Investment Adviser Association
The Investment Adviser Association is a not-for-profit organization that exclusively represents the interests of fiduciary investment adviser firms. The IAA membership manages in excess of $57 trillion in assets for a wide variety of institutional and individual clients, including pension plans, trusts, investment companies, private funds, endowments, foundations, and corporations. The IAA serves as the advocate for fiduciary investment advisory firms with respect to every major issue that arises before the U.S. Congress, the SEC, the CFTC, the Department of Labor, state securities regulators, and other policy makers. We provide significant benefits to our members, including up-to-date regulatory, compliance, business practices, and educational services.
Verified activity
Signals from Investment Adviser Association
6 published signals
Presence & Recognition
Investment Adviser Association hosted the 2026 Compliance Workshops to discuss current examination trends, practical lessons learned, and strategies for maintaining exam readiness.
Reported by Investment Adviser Association
Legal & Regulatory
Investment Adviser Association notes that the SEC proposed to rescind Rule 206(4)-5 under the Investment Advisers Act, its pay to play rule governing political contributions by investment advisers and their employees.
Reported by Investment Adviser Association
Research & Knowledge
Investment Adviser Association published a new paper co-authored by Jon Fulkerson and Martijn Cremers titled How the SPIVA U.S. Scorecard Understates the Performance of Actively Managed Mutual Funds.
Reported by Investment Adviser Association
Presence & Recognition
Investment Adviser Association and Norm Ai are hosting a webinar on September 17 to discuss the findings of the State of Legal & Compliance AI Survey.
Reported by Investment Adviser Association
Presence & Recognition
Investment Adviser Association released a video featuring Senior Director David Breck, Deputy CCO, $74B AUM, discussing how the firm helps members understand and navigate change.
Reported by Investment Adviser Association
Legal & Regulatory
Investment Adviser Association applauded the SEC and CFTC extending the compliance date for the 2024 Form PF amendments from October 1, 2026, to July 1, 2027.
Reported by Investment Adviser Association