Company intelligence
Investment Company Institute
ICI is the leading association representing regulated funds globally, including mutual funds, CEFs, ETFs, and UITs.
About Investment Company Institute
ICI is the leading association representing the asset management industry globally in service of individual investors. ICI’s members include mutual funds, exchange-traded funds (ETFs), closed-end funds, and unit investment trusts (UITs) in the United States, and UCITS and similar funds offered to investors in other jurisdictions.
Verified activity
Signals from Investment Company Institute
8 published signals
Legal & Regulatory
Investment Company Institute worked with the industry to support the U.S. Securities and Exchange Commission's proposed Regulation E-Delivery, which cites secure platforms for investment funds to communicate to investors.
Reported by Investment Company Institute
Legal & Regulatory
Investment Company Institute is working with the U.S. Securities and Exchange Commission on the rescission of the Political Contribution Rule for Investment Advisers to ensure equal opportunity for financial services professionals to participate in democratic processes.
Reported by Investment Company Institute
Legal & Regulatory
Investment Company Institute has been leading the effort to protect investors against unfair escheatment by state governments for many years, and it's encouraging to see this issue receive attention from the SEC.
Reported by Paul Cellupica
Legal & Regulatory
Investment Company Institute welcomed the U.S. Securities and Exchange Commission's proposal for Transfer Agent Rules, which are the first updates in 40 years, to align the regulatory framework with the operating environment and protect investors.
Reported by Investment Company Institute
Presence & Recognition
Investment Company Institute submitted a letter to Rep. Ann Wagner on the importance of passing the INVEST Act into the record during the U.S. House Committee on Financial Services hearing.
Reported by Investment Company Institute
Products & Services
Investment Company Institute updated its Distributor Due Diligence Questionnaire (DDQ) to address emerging risks with guidance on AI governance, digital assets, sanctions, and AML controls.
Reported by Investment Company Institute
Presence & Recognition
Investment Company Institute attended the opening bell ceremony at the New York Stock Exchange to celebrate the 50th anniversary of the first index fund pioneered by Vanguard.
Reported by Paul Cellupica
Research & Knowledge
Investment Company Institute completed the 2026 Directors Practices Study, a comprehensive study of governance practices from 184 fund complexes representing approximately 96% of the US-registered fund industry’s asset under management.
Reported by Thomas Kim