Company intelligence
InvestorCOM
Turn compliance into a strategic advantage.
About InvestorCOM
InvestorCOM is a leading provider of regulatory compliance software and communications solutions for wealth and asset managers. We believe that with the right technology, compliance requirements can accelerate growth opportunities, not just check-the-box burdens. That’s why we build proudly simple, intuitive solutions that turn compliance from a burden into an enabler for advisors, compliance teams, and the business. Our strategic platform helps firms translate regulatory expectations into repeatable, defensible workflows across disclosure and record-keeping, process oversight, and investment recommendations. Supporting clearer communications, stronger governance, and better client outcomes. Awards: 2023: Fintech Breakthrough Award - Best RegTech Company 2026: Fintech Breakthrough Award - Best RegTech Company 2024: WealthTech Americas Award - Innovative Compliance/RegTech Product 2024: CRTA - Best Wealth Management Solution 2023: Fintech Breakthrough Award - Best RegTech Company 2023: WealthTech Americas Award - Innovative Compliance/RegTech Product 2022: 5-Star WealthTech Providers - Wealth Profesional Canada 2022: Fintech Breakthrough Award - Best RegTech Platform 2022: CRTA - Best wealth Management Regulatory Solution 2022: 5-Star Wealth Tech Providers 2021: RegTech100 Winner 2021-2022, 2024: "Wealthies" Finalist - Technology Providers: Compliance 2018-2019: Employee Recommended Workplace, Globe & Mail 2018, 2020-2022: Canada's Top SMEs 2018-2024: Hamilton-Niagara Top Employer
Verified activity
Signals from InvestorCOM
3 published signals
People
InvestorCOM employee Ahorna Chowdhury contributed to upcoming product initiatives during her internship.
Reported by InvestorCOM
Products & Services
InvestorCOM launched RolloverAnalyzer™ with Plan Investments Lookup available for employer-sponsored plan costs
Reported by InvestorCOM
Research & Knowledge
InvestorCOM published a new guide by CFP Board on applying the fiduciary duty to rollover recommendations.
Reported by InvestorCOM