NextReg

About NextReg

NextReg is the regulatory infrastructure layer for the next generation of financial services. AI-Native Chief Compliance Officers powering an API compliance infrastructure allowing RIAs, broker-dealers, and fintechs to build, operate, and scale their investment product. Not a consulting firm. Not a point solution. NextReg brings the people, technology, and regulatory infrastructure together in one platform. Career CCOs who have built and operated compliance programs inside leading financial institutions work alongside AI-native technology designed to automate and execute regulatory operations at scale. From registration and licensing to policies, filings, testing, monitoring, marketing review, regulatory change, examinations, governance, and ongoing CCO oversight, NextReg provides a single operating layer for compliance. Our model is built around three core capabilities: AI-Powered CCOs. Regulatory Operations System. API “Regulatory Host”. Today, NextReg supports 75+ financial institutions representing more than $20B in assets under management, from emerging fintechs and digital advisers to established investment firms. Compliance shouldn’t sit beside the business. It should be infrastructure the business runs on.