Company intelligence
North Capital
Accelerating the evolution of financial markets.
About North Capital
North Capital group includes a financial technology company, registered broker-dealer, and registered investment advisor. We provide comprehensive solutions to transact private and exempt public securities, including tokenized securities, supporting issuers, funding platforms, and financial intermediaries. By offering broker-dealer services and regulatory technology North Capital streamlines the investor experience including automated Know Your Customer (KYC) and Anti-Money Laundering (AML), accreditation verification, suitability, and money movements. The North Capital team is experienced in providing regulatory support and facilitating escrow for a broad range of private offerings offered under Regulation D, Regulation A+, Regulation CF, and Regulation S. Our fee-only advisory practice focuses on providing discretionary and non-discretionary investment advisory services, as a fiduciary, to individuals, families, and institutional clients. Learn more by visiting our website at https://www.northcapital.com/.
Verified activity
Signals from North Capital
2 published signals
Presence & Recognition
North Capital is hosting the North Capital Summit lineup taking shape with five conversations focused on the forces shaping private markets today, featuring panelists announced soon.
Reported by North Capital
Research & Knowledge
North Capital published the weekly raise covering infrastructure supporting 24x5 clearing and proposed extended trading hours, FINRA's review of best-execution guidance, and new SEC staff guidance on accredited investor verification for tokenized securities.
Reported by North Capital