Company intelligence
U.S. Securities and Exchange Commission
This account expresses the author's views only and not necessarily those of the Commission or other staff.
About U.S. Securities and Exchange Commission
The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance • Trading and Markets • Investment Management • Enforcement • Risk and Economic Analysis The SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States. Disclaimer: http://ow.ly/5hB230oHjhr
Verified activity
Signals from U.S. Securities and Exchange Commission
7 published signals
Presence & Recognition
U.S. Securities and Exchange Commission announced that Sarah Lester and Marcia Hicks were honored as the South Orange Maplewood CCR 2026 Celebrating Integration honorees.
Reported by Robert A. Marchman
Legal & Regulatory
U.S. Securities and Exchange Commission issued a proposal to rescind its pay-to-play rule that prohibits investment advisers from providing compensated investment advisory services to a government client for two years after making a political contribution to certain elected officials or candidates, and related recordkeeping requirements.
Reported by Robert A. Marchman
Presence & Recognition
U.S. Securities and Exchange Commission Investor Advisory Committee will host a public meeting at the SEC Headquarters in Washington D.C. on Sept. 10 at 10 a.m. ET to discuss artificial intelligence technologies in the public markets and the SEC’s Regulation National Market System rules.
Reported by Robert A. Marchman
People
U.S. Securities and Exchange Commission is looking to hire a new Associate Director in the Division of Exams.
Reported by Jaime Marinaro
Presence & Recognition
U.S. Securities and Exchange Commission announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading.
Reported by Robert A. Marchman
Partnerships
U.S. Securities and Exchange Commission and the Food and Drug Administration have entered into a Memorandum of Understanding (MOU) designed to assist the agencies in carrying out their missions of ensuring the integrity of the financial markets and protecting public health.
Reported by Robert A. Marchman
Legal & Regulatory
U.S. Securities and Exchange Commission proposed to update the rules that apply to registered transfer agents.
Reported by Taylor Lindman