FINRA is hosting the 2026 FINRA Advertising Regulation Conference from October 15 to 16 in Washington, DC.
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Publisher name
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From generative AI and finfluencers to rule modernization and digital supervision, the communications landscape continues to evolve. Join communications compliance and m…
Company
FINRA
Financial Industry Regulatory Authority
- Industry
- Financial Services
- Location
- Washington, US
- Company size
- 5,001–10,000 employees
About FINRA
FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers. Only the official, verified social media accounts for FINRA are authorized to represent FINRA’s views. Any opinions or statements expressed on other accounts do not reflect the views of the organization.
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Latest activity from FINRA
8 signals
People
FINRA welcomed Marguerite Eastwood as its new Chief Human Resources Officer, bringing 30+ years of HR leadership experience across large organizations.
People
FINRA hired Dalia Powers as CTO and EVP of Engineering.
Research & Knowledge
FINRA published a snapshot of TGRA Investigations from the book Fundamentals of Tribal Casino Gaming Regulation - A Primer for Regulators.
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