Kroll published an article exploring the FCA's latest review of asset managers and alternative firms identifying recurring weaknesses across risk assessments, beneficial ownership checks, transaction monitoring, screening controls, and governance.
Public source
Publisher name
Public post
Is your firm prepared for increased regulatory scrutiny? The FCA’s latest review of asset managers and alternative firms identified recurring weaknesses across risk asse…
Company
Kroll
- Industry
- Business Consulting and Services
- Location
- New York, US
- Company size
- 5,001–10,000 employees
About Kroll
As the leading independent provider of risk and financial advisory solutions, Kroll leverages our unique insights, data and technology to help clients stay ahead of complex demands. Kroll's team of more than 6,500 professionals worldwide continues the firm’s nearly 100-year history of trusted expertise spanning risk, governance, transactions and valuation. Our advanced solutions and intelligence provide clients the foresight they need to create an enduring competitive advantage. At Kroll, our values define who we are and how we partner with clients and communities. Learn more at Kroll.com.
See moreLatest activity
Latest activity from Kroll
54 signals
Products & Services
Kroll launched the Kroll StepStone Private Credit Benchmarks one year ago.
Presence & Recognition
Kroll is attending the Airline Economics London event with the Aviation ABS & Capital Markets panel and partners including Deutsche Bank, AFG, and Watson Farley & Williams.
Presence & Recognition
Kroll Cyber and Data Resilience will be attending the Gartner Security & Risk Management Summit from September 22-24 to discuss organizational cyber resiliency and prioritize AI and automation investments.
Discover more
Similar signals
Similar public activity from other companies.
Research & Knowledge
FTI Consulting
FTI Consulting published a case study exploring how its team supported a client to strengthen its AML/CTF framework and develop a more practical approach to identifying and managing financial crime risk.
Research & Knowledge
Protiviti The Netherlands
Protiviti The Netherlands published an article by Cornelia Tomczak and Perry Huijgen on preparing for AMLR and building a data-driven AML framework.
Research & Knowledge
ACA Group
ACA Group published a new FCA Cryptoasset Authorisation Readiness Guide outlining key areas firms should assess, common readiness gaps, and practical steps to build a credible path to authorisation.
Research & Knowledge
PA Consulting
PA Consulting published its latest Risk & Reg Edit focusing on the practical challenges of adopting AI, digital assets, and new risk management approaches in financial services.
Research & Knowledge
KPMG UK