RQC Group notes that the SEC and the CFTC issued a Joint Final Rule extending the compliance deadline for Form PF amendments adopted on February 8, 2024, from October 1, 2026 to July 1, 2027.
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The SEC and the CFTC have issued a Joint Final Rule further extending the compliance deadline for the Form PF amendments adopted on February 8, 2024. Under the new rule,…
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RQC Group
Industry-leading financial compliance consultancy | LONDON / NEW YORK 🇬🇧🇺🇸
- Industry
- Financial Services
- Location
- London, GB
- Company size
- 11–50 employees
About RQC Group
RQC Group is an industry-leading financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting, Investment Advisory (MiFID) Regulatory Hosting, Investment Management (AIFMD) Regulatory Hosting and e-Learning, servicing hundreds of clients from across the financial services industry: • Our Compliance Consulting service empowers our clients with regulatory advice to fit their business needs. • Our Regulatory Hosting platforms provide a turnkey solution to start an FCA-regulated business. • Our industry-leading e-Learning courses deliver engaging online training solutions, with all our UK courses CPD-accredited. Mission: • To be recognised as the premier compliance consultancy serving investment management firms in the UK and US by consistently harnessing the talent of experienced and passionate colleagues to deliver best-in-class expertise. Vision: • To be the premier compliance consultancy in the UK and US - enabling the long-term success of our clients by leveraging outstanding experience and pragmatic advice. Values: • Trust: We build long-term relationships by being loyal, fair, responsible, honest, and transparent. • Connection: We foster a supportive, respectful environment where collaboration, appreciation, friendships, and feeling valued lead to mutual success and enjoyment. • Belonging: We recognise that upholding integrity, embracing diversity and equality, and fostering an inclusive environment where everyone feels that they genuinely belong enriches our culture and strengthens our impact. • Integrity: We do the right thing, in the right way and for the right reasons - without compromise, every time.
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