Sichenzia Ross Ference Carmel LLP counsel Thomas McEvoy published a guest contribution for Advisorpedia discussing FINRA's expungement rules and guidance for financial advisors seeking to remove false or erroneous disclosures from their licenses.

Founded in 1998, Sichenzia Ross Ference Carmel LLP ("SRFC") has a long-standing reputation in the securities industry. SRFC is one of the most active law firms in the United States in securities transactions. SRFC has a market-leading Corporate and Securities Department, which handles a wide range of corporate and securities transactions; an established Litigation and Arbitration Department, which is known for its securities litigation, regulatory defense, and commercial litigation practices; and a well-regarded Trusts and Estates group, which handles a variety of estate planning matters for individuals and families. The firm's flagship practice is its Corporate and Securities Department, which regularly represents corporate issuer clients, investment banks, and investors in a variety of transactions in a wide range of industries. The firm's transactional capabilities include initial public offerings ("IPOs") and other public offerings, private investment in public equity ("PIPE") transactions and other private securities offerings, registered direct offerings, mergers and acquisitions, special purpose acquisition company ("SPAC") transactions, cryptocurrency-related transactions, private fund transactions, and more. SRFC represents clients from all over the world, including (among others): public and private companies; corporate boards and board committees; investment banks/broker-dealers; institutional investors, including private equity and venture capital firms; family offices; and high-net-worth individuals and families.