Company intelligence
Comply
About Comply
At Comply, we pride ourselves on being the champion for compliance professionals. Through technology, consulting and education, we help clients navigate the ever-changing regulatory environment, end to end. Our deep industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes (SEC, FINRA, FCA, State) – supports more than 5,000 clients in more than 60 countries, including investment banks, private funds (including private equity firms and hedge funds), broker-dealers, registered investment advisers, insurance, and other financial services firms. Learn more at Comply.com.
Verified activity
Signals from Comply
19 published signals
Products & Services
Comply created a new guide for compliance, HR and senior management teams at financial services firms to address regulatory expectations and evidence gaps.
Reported by Comply
Presence & Recognition
Comply announced that Harry Markopolos will be the keynote speaker for ComplyConnect 2026 in Nashville.
Reported by Carmin Vincent
Products & Services
Comply released the Certification Revision Workflow in the Comply Platform to allow supervisors to reopen completed certifications directly without creating new events.
Reported by Carmin Vincent
Products & Services
Comply introduced a new On Leave status in the Comply Platform that allows supervisors to pause employee compliance obligations for the duration of their absence.
Reported by Cristine Carpluk
Presence & Recognition
Comply continues to raise the bar on relevant content and industry insights.
Reported by Carmin Vincent
Presence & Recognition
Comply was selected as the Compliance Service of the Year, Regulatory & Compliance Technology of the Year, and Technology Innovation of the Year: AI for the Private Equity Wire US Awards.
Reported by Carmin Vincent
Presence & Recognition
Comply and Aptus Capital Advisors are hosting a Lunch & Learn event on September 22, 2026, to discuss building scalable compliance and investment infrastructure for RIAs navigating complex regulatory environments.
Reported by Carmin Vincent
Presence & Recognition
Comply announced that Harry Markopolos will deliver the keynote address at ComplyConnect 2026 on November 8-11, 2026.
Reported by Comply
Presence & Recognition
Comply announced that Harry Markopolos will be the keynote speaker for ComplyConnect 2026 in Nashville.
Reported by Jeff Kenney
Presence & Recognition
Comply was selected as the Compliance Service of the Year, Regulatory & Compliance Technology of the Year, and Technology Innovation of the Year: AI for the Private Equity Wire US Awards.
Reported by Carmin Vincent
Presence & Recognition
Comply announced that Harry Markopolos, the investigator who exposed Bernie Madoff's $65 billion Ponzi scheme, will deliver the keynote address at ComplyConnect 2026 on November 8-11, 2026.
Reported by Michael Ballweg
Presence & Recognition
Comply announced that Harry Markopolos, the investigator who exposed Bernie Madoff's $65 billion Ponzi scheme, will deliver the keynote address at ComplyConnect 2026 on November 8-11, 2026.
Reported by Ryan Zampounis
Presence & Recognition
Comply and Aptus Capital Advisors are hosting a Lunch & Learn event on September 22, 2026, to discuss building scalable compliance and investment infrastructure for RIAs navigating complex regulatory environments.
Reported by Cristine Carpluk
Presence & Recognition
Comply was selected as the Compliance Service of the Year, Regulatory & Compliance Technology of the Year, and Technology Innovation of the Year: AI for the Private Equity Wire US Awards.
Reported by Jeff Kenney
People
Comply recognizes Trisha Bernier as an IACCP Investment Adviser Certified Compliance Professional.
Reported by Comply
People
Comply recognizes Ted Sevick as an IACCP Investment Adviser Certified Compliance Professional.
Reported by Comply
People
Comply recognizes Ola Adeduji as an IACCP Investment Adviser Certified Compliance Professional.
Reported by Comply
People
Comply recognizes Lisa Duntz Nypert as an IACCP Investment Adviser Certified Compliance Professional.
Reported by Comply
People
Comply recognizes Richard Rayles as an IACCP Investment Adviser Certified Compliance Professional.
Reported by Comply