Comply recognizes Richard Rayles as an IACCP Investment Adviser Certified Compliance Professional.
Public source
Publisher name
Public post
🎉 Join us in celebrating our newest IACCP® designees! Earning the Investment Adviser Certified Compliance Professional® designation is a major milestone, one that refle…
Company
Comply
- Industry
- Financial Services
- Location
- New York City, US
- Company size
- 501–1,000 employees
About Comply
At Comply, we pride ourselves on being the champion for compliance professionals. Through technology, consulting and education, we help clients navigate the ever-changing regulatory environment, end to end. Our deep industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes (SEC, FINRA, FCA, State) – supports more than 5,000 clients in more than 60 countries, including investment banks, private funds (including private equity firms and hedge funds), broker-dealers, registered investment advisers, insurance, and other financial services firms. Learn more at Comply.com.
See moreLatest activity
Latest activity from Comply
19 signals
Products & Services
Comply created a new guide for compliance, HR and senior management teams at financial services firms to address regulatory expectations and evidence gaps.
Presence & Recognition
Comply announced that Harry Markopolos will be the keynote speaker for ComplyConnect 2026 in Nashville.
Products & Services
Comply released the Certification Revision Workflow in the Comply Platform to allow supervisors to reopen completed certifications directly without creating new events.
Discover more
Similar signals
Similar public activity from other companies.
People
Bates Group Compliance
Bates Group Compliance promoted Kurt Wachholz, IACCP®
People
Preferred Trust
Preferred Trust Company employees Misty Bethany and Didra Reese have successfully completed the ICBA Education Certified BSA/AML Professional program and earned the professional designation Certified BSA/AML Professional - CBAP.
People
ActiveComply
ActiveComply welcomed Tristan Nofziger as a Marketing Compliance Specialist on the Managed Services team.
People
StarCompliance
StarCompliance employee Victoria Parkinson recently sat on a Director-level promotion panel.
People
Payments Academy